0001019687-15-001528.txt : 20150420 0001019687-15-001528.hdr.sgml : 20150420 20150420080950 ACCESSION NUMBER: 0001019687-15-001528 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150420 DATE AS OF CHANGE: 20150420 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Celladon Corp CENTRAL INDEX KEY: 0001305253 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 330971591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87931 FILM NUMBER: 15779575 BUSINESS ADDRESS: STREET 1: 11988 EL CAMINO REAL STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-366-4288 MAIL ADDRESS: STREET 1: 11988 EL CAMINO REAL STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GBS BioVentures IV CENTRAL INDEX KEY: 0001635910 IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: LEVEL 5, 71 COLLINS STREET CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 BUSINESS PHONE: 61-3-8650-9900 MAIL ADDRESS: STREET 1: LEVEL 5, 71 COLLINS STREET CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 SC 13G/A 1 gbsbioventures_13ga.htm SCHEDULE 13G AMENDMENT

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Celladon Corporation

 

(Name of Issuer)

 

Common Stock

 

(Title of Class of Securities)

 

15117E107

 

(CUSIP Number)

 

April 16, 2015

 

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 


x  Rule 13d-1(b)
¨  Rule 13d-1(c)
¨  Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 
 

 

CUSIP No. 15117E107 13G  Page 2 of 5 Pages

 

 

         
1.   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

GBS BioVentures IV

    
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    x		    
3.   SEC USE ONLY
 		    
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
 
Australia		    

         
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5.   SOLE VOTING POWER
 
1,367,687 (1)
  6.   SHARED VOTING POWER
 
00,000
  7.   SOLE DISPOSITIVE POWER
 
1,367,687 (1)
  8.   SHARED DISPOSITIVE POWER
 
00,000

         
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,367,687 (1)		    
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨		    
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5.79%		    
12.   TYPE OF REPORTING PERSON (see instructions)

FI		    
         

 

 

(1)Includes 72,696 shares of common stock issuable upon the exercise of stock options and warrants exercisable within 60 days of the date of this filing. Does not include 11,111 shares of common stock subject to options that have not yet vested and will not vest within 60 days of the date of this filing.
 
 

 

CUSIP No. 15117E107 13G  Page 3 of 5 Pages

 

Item 1.

 

  (a) Name of Issuer
Celladon Corporation
     
  (b) Address of Issuer’s Principal Executive Offices
11988 El Camino Real, Suite 650, San Diego, CA 92130-3579

 

Item 2.

 

  (a) Name of Person Filing
GBS BioVentures IV
     
  (b) Address of the Principal Office or, if none, residence
Level 5, 71 Collins Street, Melbourne, VIC 3000, Australia
     
  (c) Citizenship
Australian
     
  (d) Title of Class of Securities
Common Stock
     
  (e) CUSIP Number
15117E107

 

Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) ¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j) x Group, in accordance with §240.13d-1(b)(1)(ii)(J).
       

 

 
 

 

CUSIP No. 15117E107 13G  Page 4 of 5 Pages

 

 

Item 4.  Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

         
  (a)   Amount beneficially owned:  1,367,687 (2)
         
  (b)   Percent of class:  5.79%
         
  (c)   Number of shares as to which the person has:  
         
      (i) Sole power to vote or to direct the vote  1,367,687 (2).
         
      (ii) Shared power to vote or to direct the vote  .
         
      (iii) Sole power to dispose or to direct the disposition of  1,367,687 (2).
         
      (iv) Shared power to dispose or to direct the disposition of  .

 

(2)Includes 72,696 shares of common stock issuable upon the exercise of stock options and warrants exercisable within 60 days of the date of this filing. Does not include 11,111 shares of common stock subject to options that have not yet vested and will not vest within 60 days of the date of this filing.

 

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

 

Item 5.  Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     ¨.

 

Instruction. Dissolution of a group requires a response to this item.

 

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.

 

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Item 8.  Identification and Classification of Members of the Group.

 

Item 9.  Notice of Dissolution of Group.

 

Item 10.  Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 
 

 

CUSIP No. 15117E107 13G  Page 5 of 5 Pages

 

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

  4/16/2015  
  Date  
     
  /s/ GBS BioVentures IV  
  Signature  
     
  Brigitte Smith, Managing Director  
  Name/Title